-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MI3P+sUzkjn/KFNl2BZ+fIZu9BaxtydT7n0NDeeAcqU1CQWFO7RNA03apkwdQOnU Zx7CClVo8c3So7+KFOyWFw== 0001066036-00-000004.txt : 20000202 0001066036-00-000004.hdr.sgml : 20000202 ACCESSION NUMBER: 0001066036-00-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VERSANT CORP CENTRAL INDEX KEY: 0000865917 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943079392 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48823 FILM NUMBER: 509453 BUSINESS ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 5107891500 MAIL ADDRESS: STREET 1: 6539 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: VERSANT OBJECT TECHNOLOGY CORP DATE OF NAME CHANGE: 19960428 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SG COWEN SECURITIES CORP CENTRAL INDEX KEY: 0001066036 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 131976032 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2124955618 MAIL ADDRESS: STREET 1: FINANCIAL SQUARE CITY: NEW YORK STATE: NY ZIP: 10005-3597 SC 13G 1 SCHEDULE 13G FINAL AMENDMENT Versant Object Technology Corp. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 92584101 (CUSIP Number) SCHEDULE FILED PURSUANT TO RULE 13d-1(b) 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person SG Cowen Securities Corporation I.R.S. Identification No. 13-1976032 2. Check the Appropriate Box if a Member of a Group (a) / / (b) / X / 3. SEC Use Only 4. Citizenship or Place of Organization New York, New York 5. Sole Voting Power -0- 6. Shared Voting Power -0- 7. Sole Dispositive Power -0- 8. Shared Dispositive Power 1,500 9. Aggregate Amount Beneficially Owned By Each Reporting Person 1,500 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares * N/A 11. Percent of Class Represented by Amount in Row 9 .01% 12. Type of Reporting Person * BD, IA Item 1 (a) Versant Object Technology Corp. (b) 6539 Dumbarton Circle Freemont, CA 64555 Item 2 (a) SG Cowen Securities Corporation (b) 1221 Avenue of the Americas New York, NY 10020 (c) Citizenship: USA (d) Common Stock (e) 92584101 Item 3 IF THE STATEMENT IS FILED PURSUANT TO RULE 13d-l(b) CHECK WHETHER THE PERSON FILING IS: (a) [ X ] Broker or Dealer registered under section 15 of the Act: SG Cowen Securities Corporation (e) [ X ] Investment advisor registered under section 203 of the Investment Advisers Act of 1940: SG Cowen Securities Corporation Item 4 OWNERSHIP SG Cowen Securities Corporation (a) 1,500 (b) .01% (c) (i) -0- (ii) -0- (iii) -0- (iv) 1,500 Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON As a broker-dealer and an investment adviser, SG Cowen Securities Corporation holds a portion of the securities on behalf of its clients, none of whose individual interests exceeds five percent. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10 CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 19, 2000 SG COWEN SECURITIES CORPORATION By: /S/ Rodd M. Baxter, Director -----END PRIVACY-ENHANCED MESSAGE-----